| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 375,414 | 4,084,000 | 19.45% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 293,614 | 3,195,000 | 15.21% | ||
| 3 | FIRST FOUNDATION ADVISORS | 284,070 | 3,091,000 | 14.72% | ||
| 4 | MORGAN STANLEY | 254,223 | 2,766,000 | 13.17% | ||
| 5 | LPL Financial LLC | 200,661 | 2,183,000 | 10.40% | ||
| 6 | Invesco Ltd. | 153,716 | 1,672,000 | 7.96% | ||
| 7 | WELLS FARGO & COMPANY/MN | 84,863 | 923,000 | 4.40% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 47,894 | 521,000 | 2.48% | ||
| 9 | Cetera Advisor Networks LLC | 46,105 | 502,000 | 2.39% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 41,166 | 448,000 | 2.13% | ||
| 11 | CREDIT SUISSE AG/ | 32,500 | 354,000 | 1.69% | ||
| 12 | IFP ADVISORS, INC | 24,754 | 269,000 | 1.28% | ||
| 13 | Montecito Bank & Trust | 17,975 | 196,000 | 0.93% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,645 | 192,000 | 0.91% | ||
| 15 | Efficient Market Advisors, LLC | 11,250 | 122,000 | 0.58% | ||
| 16 | Paragon Capital Management Ltd | 10,000 | 109,000 | 0.52% | ||
| 17 | WHITTIER TRUST CO | 9,800 | 107,000 | 0.51% | ||
| 18 | ROYAL BANK OF CANADA | 5,294 | 58,000 | 0.28% | ||
| 19 | Gemmer Asset Management LLC | 4,688 | 51,000 | 0.24% | ||
| 20 | MUFG Americas Holdings Corp | 3,700 | 40,000 | 0.19% | ||
| 21 | D.A. DAVIDSON & CO. | 3,227 | 35,000 | 0.17% | ||
| 22 | DEUTSCHE BANK AG\ | 2,000 | 21,000 | 0.10% | ||
| 23 | CITIGROUP INC | 1,786 | 19,000 | 0.09% | ||
| 24 | Creative Planning | 1,400 | 15,000 | 0.07% | ||
| 25 | CWM, LLC | 1,086 | 12,000 | 0.06% | ||
| 26 | WESPAC ADVISORS SOCAL, LLC | 990 | 10,000 | 0.05% | ||
| 27 | US BANCORP \DE\ | 500 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
