| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 389,662 | 4,111,000 | 21.06% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 257,249 | 2,714,000 | 13.90% | ||
| 3 | Invesco Ltd. | 244,134 | 2,576,000 | 13.20% | ||
| 4 | MORGAN STANLEY | 243,098 | 2,565,000 | 13.14% | ||
| 5 | FIRST FOUNDATION ADVISORS | 237,607 | 2,507,000 | 12.84% | ||
| 6 | LPL Financial LLC | 84,295 | 889,000 | 4.55% | ||
| 7 | WELLS FARGO & COMPANY/MN | 74,324 | 784,000 | 4.02% | ||
| 8 | CITY NATIONAL BANK | 59,400 | 626,000 | 3.21% | ||
| 9 | Cetera Advisor Networks LLC | 43,105 | 455,000 | 2.33% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 37,966 | 401,000 | 2.05% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 35,766 | 377,000 | 1.93% | ||
| 12 | CREDIT SUISSE AG/ | 32,500 | 343,000 | 1.76% | ||
| 13 | Montecito Bank & Trust | 17,975 | 190,000 | 0.97% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,645 | 186,000 | 0.95% | ||
| 15 | Virtu KCG Holdings LLC | 16,741 | 177,000 | 0.91% | ||
| 16 | WHITTIER TRUST CO | 12,500 | 132,000 | 0.68% | ||
| 17 | Efficient Market Advisors, LLC | 11,250 | 119,000 | 0.61% | ||
| 18 | Paragon Capital Management Ltd | 10,000 | 106,000 | 0.54% | ||
| 19 | Windsor Capital Management, LLC | 6,088 | 64,000 | 0.33% | ||
| 20 | Gemmer Asset Management LLC | 4,688 | 49,000 | 0.25% | ||
| 21 | ROYAL BANK OF CANADA | 3,681 | 39,000 | 0.20% | ||
| 22 | MUFG Americas Holdings Corp | 3,700 | 39,000 | 0.20% | ||
| 23 | D.A. DAVIDSON & CO. | 3,227 | 34,000 | 0.17% | ||
| 24 | CITIGROUP INC | 1,500 | 16,000 | 0.08% | ||
| 25 | Creative Planning | 1,400 | 15,000 | 0.08% | ||
| 26 | US BANCORP \DE\ | 500 | 5,000 | 0.03% | ||
| 27 | Tower Research Capital LLC (TRC) | 24 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
