| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 428,731 | 4,570,000 | 21.62% | ||
| 2 | FIRST FOUNDATION ADVISORS | 337,917 | 3,602,000 | 17.04% | ||
| 3 | Invesco Ltd. | 292,945 | 3,123,000 | 14.78% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 248,559 | 2,650,000 | 12.54% | ||
| 5 | MORGAN STANLEY | 208,583 | 2,224,000 | 10.52% | ||
| 6 | WELLS FARGO & COMPANY/MN | 102,321 | 1,091,000 | 5.16% | ||
| 7 | LPL Financial LLC | 95,018 | 1,015,000 | 4.80% | ||
| 8 | CITY NATIONAL BANK | 59,542 | 635,000 | 3.00% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 45,063 | 481,000 | 2.28% | ||
| 10 | Cetera Advisor Networks LLC | 41,105 | 438,000 | 2.07% | ||
| 11 | CREDIT SUISSE AG/ | 32,500 | 346,000 | 1.64% | ||
| 12 | Montecito Bank & Trust | 17,975 | 192,000 | 0.91% | ||
| 13 | Efficient Market Advisors, LLC | 11,250 | 120,000 | 0.57% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,635 | 113,000 | 0.53% | ||
| 15 | Paragon Capital Management Ltd | 10,000 | 106,600 | 0.50% | ||
| 16 | ROYAL BANK OF CANADA | 8,852 | 94,000 | 0.44% | ||
| 17 | WHITTIER TRUST CO | 7,500 | 80,000 | 0.38% | ||
| 18 | Gemmer Asset Management LLC | 4,688 | 50,000 | 0.24% | ||
| 19 | D.A. DAVIDSON & CO. | 4,235 | 45,000 | 0.21% | ||
| 20 | MUFG Americas Holdings Corp | 3,700 | 39,000 | 0.18% | ||
| 21 | Creative Planning | 3,400 | 36,000 | 0.17% | ||
| 22 | Tortoise Investment Management, LLC | 3,000 | 32,000 | 0.15% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 2,075 | 22,120 | 0.10% | ||
| 24 | CITIGROUP INC | 1,558 | 17,000 | 0.08% | ||
| 25 | INTEGRATED WEALTH MANAGEMENT | 1,187 | 12,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
