| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 334,517 | 3,379,000 | 19.74% | ||
| 2 | UBS AG | 255,008 | 2,575,000 | 15.04% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 252,205 | 2,541,000 | 14.84% | ||
| 4 | Invesco Ltd. | 230,049 | 2,323,000 | 13.57% | ||
| 5 | MORGAN STANLEY | 171,792 | 1,736,000 | 10.14% | ||
| 6 | WELLS FARGO & COMPANY/MN | 145,143 | 1,466,000 | 8.56% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 70,994 | 717,000 | 4.19% | ||
| 8 | CITY NATIONAL BANK | 59,542 | 601,000 | 3.51% | ||
| 9 | LPL Financial LLC | 50,107 | 506,000 | 2.96% | ||
| 10 | CREDIT SUISSE AG/ | 32,500 | 328,000 | 1.92% | ||
| 11 | Tortoise Investment Management, LLC | 22,938 | 232,000 | 1.36% | ||
| 12 | Montecito Bank & Trust | 17,975 | 182,000 | 1.06% | ||
| 13 | Efficient Market Advisors, LLC | 11,250 | 114,000 | 0.67% | ||
| 14 | Paragon Capital Management Ltd | 10,000 | 101,000 | 0.59% | ||
| 15 | ROYAL BANK OF CANADA | 8,852 | 89,000 | 0.52% | ||
| 16 | D.A. DAVIDSON & CO. | 7,200 | 72,000 | 0.42% | ||
| 17 | MUFG Americas Holdings Corp | 6,300 | 64,000 | 0.37% | ||
| 18 | Gemmer Asset Management LLC | 4,688 | 47,000 | 0.27% | ||
| 19 | CITIGROUP INC | 2,483 | 25,000 | 0.15% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 10,100 | 0.06% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 10,000 | 0.06% | ||
| 22 | Tower Research Capital LLC (TRC) | 143 | 1,000 | 0.01% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 131 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
