| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 40,766 | 577,000 | 31.29% | ||
| 2 | DOLIVER ADVISORS, LP | 28,819 | 408,000 | 22.13% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 17,764 | 251,000 | 13.61% | ||
| 4 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,605 | 164,000 | 8.89% | ||
| 5 | ROYAL BANK OF CANADA | 8,849 | 126,000 | 6.83% | ||
| 6 | WELLS FARGO & COMPANY/MN | 7,600 | 108,000 | 5.86% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 5,670 | 80,000 | 4.34% | ||
| 8 | UBS AG | 5,142 | 73,000 | 3.96% | ||
| 9 | CITIGROUP INC | 3,740 | 53,000 | 2.87% | ||
| 10 | MSI Financial Services Inc | 233 | 3,000 | 0.16% | ||
| 11 | MORGAN STANLEY | 52 | 1,000 | 0.05% | ||
| 12 | Tower Research Capital LLC (TRC) | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
