| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 35,860 | 492,000 | 25.83% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 16,959 | 233,000 | 12.23% | ||
| 3 | DOLIVER ADVISORS, LP | 16,107 | 221,000 | 11.60% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 14,920 | 205,000 | 10.76% | ||
| 5 | Virtu KCG Holdings LLC | 11,950 | 164,000 | 8.61% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,796 | 148,000 | 7.77% | ||
| 7 | ROYAL BANK OF CANADA | 8,849 | 122,000 | 6.40% | ||
| 8 | WELLS FARGO & COMPANY/MN | 6,401 | 88,000 | 4.62% | ||
| 9 | UBS Group AG | 4,925 | 68,000 | 3.57% | ||
| 10 | Tortoise Investment Management, LLC | 4,000 | 55,000 | 2.89% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 3,620 | 49,000 | 2.57% | ||
| 12 | CITIGROUP INC | 3,544 | 49,000 | 2.57% | ||
| 13 | MYCIO WEALTH PARTNERS, LLC | 500 | 7,000 | 0.37% | ||
| 14 | MSI Financial Services Inc | 233 | 3,000 | 0.16% | ||
| 15 | MORGAN STANLEY | 52 | 1,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
