| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 45,846 | 708,000 | 32.95% | ||
| 2 | Advisors Asset Management, Inc. | 32,054 | 495,000 | 23.03% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 16,070 | 248,000 | 11.54% | ||
| 4 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,431 | 177,000 | 8.24% | ||
| 5 | UBS Group AG | 10,606 | 164,000 | 7.63% | ||
| 6 | WELLS FARGO & COMPANY/MN | 6,401 | 99,000 | 4.61% | ||
| 7 | ROYAL BANK OF CANADA | 5,328 | 82,000 | 3.82% | ||
| 8 | Tortoise Investment Management, LLC | 4,000 | 62,000 | 2.89% | ||
| 9 | CITIGROUP INC | 2,855 | 44,000 | 2.05% | ||
| 10 | MORGAN STANLEY | 2,577 | 40,000 | 1.86% | ||
| 11 | Tower Research Capital LLC (TRC) | 585 | 9,000 | 0.42% | ||
| 12 | Horizon Kinetics LLC | 600 | 9,000 | 0.42% | ||
| 13 | MYCIO WEALTH PARTNERS, LLC | 500 | 8,000 | 0.37% | ||
| 14 | MSI Financial Services Inc | 241 | 4,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
