| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 53,955 | 865,000 | 34.94% | ||
| 2 | Advisors Asset Management, Inc. | 51,810 | 831,000 | 33.56% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 14,070 | 227,000 | 9.17% | ||
| 4 | UBS Group AG | 13,340 | 215,000 | 8.68% | ||
| 5 | ROYAL BANK OF CANADA | 5,328 | 86,000 | 3.47% | ||
| 6 | WELLS FARGO & COMPANY/MN | 4,401 | 71,000 | 2.87% | ||
| 7 | Tortoise Investment Management, LLC | 4,000 | 64,000 | 2.58% | ||
| 8 | MORGAN STANLEY | 3,172 | 51,000 | 2.06% | ||
| 9 | CITIGROUP INC | 2,882 | 46,000 | 1.86% | ||
| 10 | Highlander Capital Management, LLC | 500 | 8,000 | 0.32% | ||
| 11 | MYCIO WEALTH PARTNERS, LLC | 500 | 8,000 | 0.32% | ||
| 12 | MSI Financial Services Inc | 244 | 4,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
