| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 30,267 | 426,000 | 22.46% | ||
| 2 | Advisors Asset Management, Inc. | 27,991 | 393,000 | 20.72% | ||
| 3 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,638 | 234,000 | 12.34% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 16,070 | 226,000 | 11.91% | ||
| 5 | UBS Group AG | 11,642 | 164,000 | 8.65% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 9,134 | 128,000 | 6.75% | ||
| 7 | ROYAL BANK OF CANADA | 8,574 | 121,000 | 6.38% | ||
| 8 | WELLS FARGO & COMPANY/MN | 6,400 | 90,000 | 4.74% | ||
| 9 | Tortoise Investment Management, LLC | 4,000 | 56,000 | 2.95% | ||
| 10 | CITIGROUP INC | 3,422 | 48,000 | 2.53% | ||
| 11 | MYCIO WEALTH PARTNERS, LLC | 500 | 7,000 | 0.37% | ||
| 12 | MSI Financial Services Inc | 234 | 3,000 | 0.16% | ||
| 13 | MORGAN STANLEY | 52 | 1,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
