| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 58,705 | 967,000 | 28.39% | ||
| 2 | Advisors Asset Management, Inc. | 56,815 | 936,000 | 27.48% | ||
| 3 | Pictet North America Advisors SA | 20,000 | 329,000 | 9.66% | ||
| 4 | BANQUE PICTET & CIE SA | 20,000 | 329,000 | 9.66% | ||
| 5 | UBS Group AG | 15,195 | 250,000 | 7.34% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 13,820 | 228,000 | 6.69% | ||
| 7 | ROYAL BANK OF CANADA | 5,328 | 88,000 | 2.58% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,401 | 72,000 | 2.11% | ||
| 9 | MORGAN STANLEY | 4,077 | 67,000 | 1.97% | ||
| 10 | Tortoise Investment Management, LLC | 4,000 | 66,000 | 1.94% | ||
| 11 | CITIGROUP INC | 2,908 | 48,000 | 1.41% | ||
| 12 | Tower Research Capital LLC (TRC) | 635 | 10,000 | 0.29% | ||
| 13 | Highlander Capital Management, LLC | 500 | 8,000 | 0.23% | ||
| 14 | MYCIO WEALTH PARTNERS, LLC | 500 | 8,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
