| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 54,578 | 811,000 | 28.33% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 44,189 | 657,000 | 22.95% | ||
| 3 | Pictet North America Advisors SA | 20,000 | 296,000 | 10.34% | ||
| 4 | BANQUE PICTET & CIE SA | 20,000 | 296,000 | 10.34% | ||
| 5 | UBS Group AG | 17,623 | 261,000 | 9.12% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 12,670 | 187,000 | 6.53% | ||
| 7 | MORGAN STANLEY | 9,458 | 140,000 | 4.89% | ||
| 8 | Tortoise Investment Management, LLC | 4,000 | 59,000 | 2.06% | ||
| 9 | ROYAL BANK OF CANADA | 3,440 | 51,000 | 1.78% | ||
| 10 | CITIGROUP INC | 2,994 | 44,000 | 1.54% | ||
| 11 | WELLS FARGO & COMPANY/MN | 3,000 | 44,000 | 1.54% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 731 | 10,000 | 0.35% | ||
| 13 | Highlander Capital Management, LLC | 500 | 7,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
