| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 403,783 | 6,347,000 | 12.67% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 334,609 | 5,260,000 | 10.50% | ||
| 3 | JPMORGAN CHASE & CO | 327,942 | 5,155,000 | 10.29% | ||
| 4 | Invesco Ltd. | 285,883 | 4,494,000 | 8.97% | ||
| 5 | Advisors Asset Management, Inc. | 249,758 | 3,926,000 | 7.84% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,649 | 3,642,000 | 7.27% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 230,315 | 3,621,000 | 7.23% | ||
| 8 | COHEN & STEERS, INC. | 187,332 | 2,945,000 | 5.88% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 177,184 | 2,784,000 | 5.56% | ||
| 10 | WELLS FARGO & COMPANY/MN | 121,264 | 1,906,000 | 3.81% | ||
| 11 | UBS Group AG | 94,877 | 1,491,000 | 2.98% | ||
| 12 | Yorktown Management & Research Co Inc | 87,091 | 1,369,000 | 2.73% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 78,396 | 1,232,000 | 2.46% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 77,985 | 1,228,000 | 2.45% | ||
| 15 | COMERICA SECURITIES INC | 73,437 | 1,154,000 | 2.30% | ||
| 16 | CREDIT SUISSE AG/ | 48,282 | 759,000 | 1.52% | ||
| 17 | LPL Financial LLC | 46,303 | 721,000 | 1.44% | ||
| 18 | Shaker Financial Services, LLC | 22,500 | 354,000 | 0.71% | ||
| 19 | STIFEL FINANCIAL CORP | 20,004 | 314,000 | 0.63% | ||
| 20 | IFP ADVISORS, INC | 17,700 | 278,000 | 0.56% | ||
| 21 | Camelot Portfolios, LLC | 15,000 | 236,000 | 0.47% | ||
| 22 | Atria Investments, Inc | 14,763 | 231,000 | 0.46% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 12,771 | 201,000 | 0.40% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 11,734 | 184,000 | 0.37% | ||
| 25 | Creative Planning | 9,000 | 141,000 | 0.28% | ||
| 26 | ROYAL BANK OF CANADA | 5,750 | 90,000 | 0.18% | ||
| 27 | SeaBridge Investment Advisors LLC | 650 | 10,000 | 0.02% | ||
| 28 | ADVISOR GROUP, INC. | 253 | 3,000 | 0.01% | ||
| 29 | GENEOS WEALTH MANAGEMENT INC. | 200 | 3,000 | 0.01% | ||
| 30 | CITIGROUP INC | 44 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
