| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 710,789 | 13,150,000 | 30.87% | ||
| 2 | Invesco Ltd. | 388,599 | 7,189,000 | 16.88% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 317,862 | 5,880,000 | 13.80% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 283,033 | 5,236,000 | 12.29% | ||
| 5 | UBS AG | 114,737 | 2,123,000 | 4.98% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 98,714 | 1,826,000 | 4.29% | ||
| 7 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 97,545 | 1,804,000 | 4.23% | ||
| 8 | COHEN & STEERS, INC. | 89,078 | 1,648,000 | 3.87% | ||
| 9 | CORNERSTONE ADVISORS INC | 59,634 | 1,103,000 | 2.59% | ||
| 10 | CREDIT SUISSE AG/ | 32,297 | 597,000 | 1.40% | ||
| 11 | WELLS FARGO & COMPANY/MN | 24,983 | 462,000 | 1.08% | ||
| 12 | ROYAL BANK OF CANADA | 22,008 | 407,000 | 0.96% | ||
| 13 | GOLDMAN SACHS GROUP INC | 19,871 | 368,000 | 0.86% | ||
| 14 | Dominick & Dominick LLC | 16,032 | 297,000 | 0.70% | ||
| 15 | DAVENPORT & Co LLC | 12,450 | 230,325 | 0.54% | ||
| 16 | Winslow, Evans & Crocker, Inc. | 8,750 | 161,875 | 0.38% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 4,022 | 74,000 | 0.17% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 19,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 612 | 11,000 | 0.03% | ||
| 20 | MSI Financial Services Inc | 328 | 6,000 | 0.01% | ||
| 21 | CANADA LIFE ASSURANCE Co | 300 | 5,000 | 0.01% | ||
| 22 | CITIGROUP INC | 92 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
