| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 669,025 | 10,376,000 | 27.54% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 503,302 | 7,808,000 | 20.72% | ||
| 3 | Invesco Ltd. | 483,495 | 7,499,000 | 19.90% | ||
| 4 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 126,287 | 1,959,000 | 5.20% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 121,997 | 1,892,000 | 5.02% | ||
| 6 | UBS Group AG | 90,763 | 1,408,000 | 3.74% | ||
| 7 | COHEN & STEERS, INC. | 84,952 | 1,318,000 | 3.50% | ||
| 8 | COHEN & STEERS CAPITAL MANAGEMENT INC | 84,952 | 1,318,000 | 3.50% | ||
| 9 | CREDIT SUISSE AG/ | 49,139 | 762,000 | 2.02% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 47,250 | 732,848 | 1.94% | ||
| 11 | BESSEMER GROUP INC | 39,802 | 617,000 | 1.64% | ||
| 12 | DOLIVER ADVISORS, LP | 25,738 | 399,000 | 1.06% | ||
| 13 | CLOUGH CAPITAL PARTNERS L P | 23,700 | 368,000 | 0.98% | ||
| 14 | Virtu KCG Holdings LLC | 22,327 | 346,000 | 0.92% | ||
| 15 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,150 | 235,000 | 0.62% | ||
| 16 | Essex Financial Services, Inc. | 12,187 | 189,000 | 0.50% | ||
| 17 | DAVENPORT & Co LLC | 11,975 | 185,732 | 0.49% | ||
| 18 | Winslow, Evans & Crocker, Inc. | 8,578 | 133,046 | 0.35% | ||
| 19 | WELLS FARGO & COMPANY/MN | 3,182 | 49,000 | 0.13% | ||
| 20 | NEXT Financial Group, Inc | 1,855 | 28,000 | 0.07% | ||
| 21 | ROYAL BANK OF CANADA | 1,764 | 27,000 | 0.07% | ||
| 22 | CANADA LIFE ASSURANCE Co | 950 | 14,000 | 0.04% | ||
| 23 | Regal Investment Advisors LLC | 412 | 6,000 | 0.02% | ||
| 24 | New England Private Wealth Advisors LLC | 408,267 | 6,000 | 0.02% | ||
| 25 | Creative Planning | 125 | 2,000 | 0.01% | ||
| 26 | CITIGROUP INC | 127 | 2,000 | 0.01% | ||
| 27 | MSI Financial Services Inc | 55 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
