| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 647,884 | 9,737,000 | 27.01% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 474,989 | 7,141,000 | 19.81% | ||
| 3 | Invesco Ltd. | 391,056 | 5,878,000 | 16.30% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 143,289 | 2,153,634 | 5.97% | ||
| 5 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 129,400 | 1,946,000 | 5.40% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 119,616 | 1,798,000 | 4.99% | ||
| 7 | UBS Group AG | 86,721 | 1,303,000 | 3.61% | ||
| 8 | COHEN & STEERS, INC. | 74,952 | 1,127,000 | 3.13% | ||
| 9 | DOLIVER ADVISORS, LP | 72,559 | 1,091,000 | 3.03% | ||
| 10 | BESSEMER GROUP INC | 65,000 | 977,000 | 2.71% | ||
| 11 | CREDIT SUISSE AG/ | 54,839 | 824,000 | 2.29% | ||
| 12 | LPL Financial LLC | 52,478 | 798,000 | 2.21% | ||
| 13 | BENJAMIN F. EDWARDS & COMPANY, INC. | 18,800 | 283,000 | 0.78% | ||
| 14 | Essex Financial Services, Inc. | 12,187 | 183,000 | 0.51% | ||
| 15 | DAVENPORT & Co LLC | 11,675 | 175,475 | 0.49% | ||
| 16 | AMERIPRISE FINANCIAL INC | 10,163 | 153,000 | 0.42% | ||
| 17 | Winslow, Evans & Crocker, Inc. | 8,058 | 121,112 | 0.34% | ||
| 18 | Tower Research Capital LLC (TRC) | 7,748 | 116,000 | 0.32% | ||
| 19 | WELLS FARGO & COMPANY/MN | 4,138 | 62,000 | 0.17% | ||
| 20 | ROYAL BANK OF CANADA | 3,894 | 59,000 | 0.16% | ||
| 21 | CITIGROUP INC | 2,253 | 34,000 | 0.09% | ||
| 22 | NEXT Financial Group, Inc | 1,877 | 28,000 | 0.08% | ||
| 23 | DUBUQUE BANK & TRUST CO | 1,110 | 17,000 | 0.05% | ||
| 24 | CANADA LIFE ASSURANCE Co | 950 | 15,000 | 0.04% | ||
| 25 | GUPTA WEALTH MANAGEMENT LLC | 897 | 13,000 | 0.04% | ||
| 26 | US BANCORP \DE\ | 500 | 8,000 | 0.02% | ||
| 27 | Financial Architects, Inc | 530 | 8,000 | 0.02% | ||
| 28 | Regal Investment Advisors LLC | 412 | 6,000 | 0.02% | ||
| 29 | MSI Financial Services Inc | 55 | 1,000 | 0.00% | ||
| 30 | PANAGORA ASSET MANAGEMENT INC | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
