| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 590,085 | 7,033,000 | 28.52% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 372,970 | 4,448,000 | 18.04% | ||
| 3 | Invesco Ltd. | 315,165 | 3,757,000 | 15.23% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 116,472 | 1,388,000 | 5.63% | ||
| 5 | BESSEMER GROUP INC | 110,000 | 1,311,000 | 5.32% | ||
| 6 | UBS Group AG | 86,563 | 1,032,000 | 4.18% | ||
| 7 | COHEN & STEERS, INC. | 74,952 | 893,000 | 3.62% | ||
| 8 | Bison Wealth, LLC | 72,082 | 847,000 | 3.43% | ||
| 9 | DOLIVER ADVISORS, LP | 69,380 | 827,000 | 3.35% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 68,820 | 820,000 | 3.32% | ||
| 11 | CREDIT SUISSE AG/ | 54,839 | 654,000 | 2.65% | ||
| 12 | CLOUGH CAPITAL PARTNERS L P | 44,600 | 532,000 | 2.16% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,570 | 281,000 | 1.14% | ||
| 14 | AMERIPRISE FINANCIAL INC | 15,466 | 184,000 | 0.75% | ||
| 15 | DAVENPORT & Co LLC | 11,975 | 142,742 | 0.58% | ||
| 16 | LPL Financial LLC | 11,257 | 140,000 | 0.57% | ||
| 17 | Essex Financial Services, Inc. | 11,437 | 136,000 | 0.55% | ||
| 18 | Creative Planning | 4,000 | 48,000 | 0.19% | ||
| 19 | WELLS FARGO & COMPANY/MN | 3,183 | 38,000 | 0.15% | ||
| 20 | Global X Management CO LLC | 2,312 | 28,000 | 0.11% | ||
| 21 | NEXT Financial Group, Inc | 1,905 | 22,000 | 0.09% | ||
| 22 | CITIGROUP INC | 1,795 | 21,000 | 0.09% | ||
| 23 | ROYAL BANK OF CANADA | 1,518 | 18,000 | 0.07% | ||
| 24 | Winslow, Evans & Crocker, Inc. | 1,310 | 15,616 | 0.06% | ||
| 25 | DUBUQUE BANK & TRUST CO | 1,110 | 13,000 | 0.05% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 12,000 | 0.05% | ||
| 27 | GUPTA WEALTH MANAGEMENT LLC | 897 | 11,000 | 0.04% | ||
| 28 | Tower Research Capital LLC (TRC) | 428 | 5,000 | 0.02% | ||
| 29 | Regal Investment Advisors LLC | 412 | 4,000 | 0.02% | ||
| 30 | MSI Financial Services Inc | 55 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
