| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 686,555 | 10,656,000 | 26.43% | ||
| 2 | Invesco Ltd. | 564,546 | 8,762,000 | 21.73% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 522,717 | 8,112,000 | 20.12% | ||
| 4 | DOLIVER ADVISORS, LP | 129,485 | 2,009,000 | 4.98% | ||
| 5 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 127,042 | 1,972,000 | 4.89% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 107,435 | 1,667,000 | 4.13% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 87,960 | 1,365,000 | 3.39% | ||
| 8 | UBS Group AG | 86,654 | 1,345,000 | 3.34% | ||
| 9 | COHEN & STEERS, INC. | 84,952 | 1,318,000 | 3.27% | ||
| 10 | BESSEMER GROUP INC | 39,802 | 618,000 | 1.53% | ||
| 11 | CREDIT SUISSE AG/ | 38,375 | 596,000 | 1.48% | ||
| 12 | Weiss Asset Management LP | 25,469 | 395,000 | 0.98% | ||
| 13 | CLOUGH CAPITAL PARTNERS L P | 20,700 | 321,000 | 0.80% | ||
| 14 | TFS CAPITAL LLC | 17,770 | 276,000 | 0.68% | ||
| 15 | Essex Financial Services, Inc. | 12,187 | 189,000 | 0.47% | ||
| 16 | DAVENPORT & Co LLC | 11,750 | 182,360 | 0.45% | ||
| 17 | Virtu KCG Holdings LLC | 10,300 | 160,000 | 0.40% | ||
| 18 | Winslow, Evans & Crocker, Inc. | 8,578 | 133,132 | 0.33% | ||
| 19 | WELLS FARGO & COMPANY/MN | 4,774 | 74,000 | 0.18% | ||
| 20 | ROYAL BANK OF CANADA | 3,407 | 52,000 | 0.13% | ||
| 21 | NATIONAL PLANNING CORP | 2,333 | 35,812 | 0.09% | ||
| 22 | CITIGROUP INC | 1,446 | 22,000 | 0.05% | ||
| 23 | CANADA LIFE ASSURANCE Co | 950 | 15,000 | 0.04% | ||
| 24 | Financial Architects, Inc | 530 | 8,000 | 0.02% | ||
| 25 | FIFTH THIRD BANCORP | 500 | 8,000 | 0.02% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 400 | 6,000 | 0.01% | ||
| 27 | B. Riley Wealth Advisors, Inc. | 400 | 6,000 | 0.01% | ||
| 28 | Regal Investment Advisors LLC | 412 | 6,000 | 0.01% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 290 | 4,000 | 0.01% | ||
| 30 | BlackRock Investment Management, LLC | 112 | 2,000 | 0.00% | ||
| 31 | MSI Financial Services Inc | 55 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
