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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $13,248,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 184,001 2,633,000 19.87%
2 CLIFFORD SWAN INVESTMENT COUNSEL LLC 116,884 1,673,000 12.63%
3 UBS Group AG 115,824 1,657,000 12.51%
4 Invesco Ltd. 72,988 1,044,000 7.88%
5 GUGGENHEIM CAPITAL LLC 70,219 1,005,000 7.59%
6 SeaBridge Investment Advisors LLC 63,259 905,000 6.83%
7 BANK OF AMERICA CORP /DE/ 49,343 706,000 5.33%
8 Granite Investment Partners, LLC 45,101 645,000 4.87%
9 LPL Financial LLC 42,082 597,000 4.51%
10 Raymond James Financial Services Advisors, Inc. 32,852 470,000 3.55%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 27,941 400,000 3.02%
12 MORGAN STANLEY 26,895 385,000 2.91%
13 Capital Investment Advisors, LLC 21,859 313,000 2.36%
14 SG Americas Securities, LLC 17,757 254,000 1.92%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,981 215,000 1.62%
16 Commonwealth Equity Services, Inc 10,674 153,000 1.15%
17 WFG Advisors, LP 4,588 66,000 0.50%
18 NEXT Financial Group, Inc 2,500 36,000 0.27%
19 ROYAL BANK OF CANADA 1,975 28,000 0.21%
20 M&R CAPITAL MANAGEMENT INC 1,350 19,000 0.14%
21 ADVISOR GROUP, INC. 1,200 17,000 0.13%
22 PARALLEL ADVISORS, LLC 1,000 14,000 0.11%
23 Financial Management Professionals, Inc. 925 13,000 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.