| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 983,442 | 12,804,000 | 44.18% | ||
| 2 | WELLS FARGO & COMPANY/MN | 408,094 | 5,313,000 | 18.33% | ||
| 3 | Karpus Management, Inc. | 195,376 | 2,544,000 | 8.78% | ||
| 4 | UBS Group AG | 153,991 | 2,005,000 | 6.92% | ||
| 5 | CLIFFORD SWAN INVESTMENT COUNSEL LLC | 146,105 | 1,902,000 | 6.56% | ||
| 6 | LPL Financial LLC | 91,556 | 1,192,000 | 4.11% | ||
| 7 | MORGAN STANLEY | 67,572 | 880,000 | 3.04% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 59,942 | 780,000 | 2.69% | ||
| 9 | Granite Investment Partners, LLC | 52,637 | 685,000 | 2.36% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 32,153 | 419,000 | 1.45% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,231 | 185,000 | 0.64% | ||
| 12 | PROFICIO CAPITAL PARTNERS LLC | 7,440 | 97,000 | 0.33% | ||
| 13 | ROYAL BANK OF CANADA | 4,935 | 64,000 | 0.22% | ||
| 14 | WFG Advisors, LP | 4,534 | 59,000 | 0.20% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,200 | 16,000 | 0.06% | ||
| 16 | Financial Management Professionals, Inc. | 925 | 12,000 | 0.04% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 787 | 10,000 | 0.03% | ||
| 18 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 500 | 7,000 | 0.02% | ||
| 19 | INTEGRATED WEALTH MANAGEMENT | 400 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
