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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $31,591,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 984,745 13,698,000 43.36%
2 Karpus Management, Inc. 378,535 5,265,000 16.67%
3 WELLS FARGO & COMPANY/MN 331,715 4,614,000 14.61%
4 CLIFFORD SWAN INVESTMENT COUNSEL LLC 151,405 2,106,000 6.67%
5 GUGGENHEIM CAPITAL LLC 96,269 1,331,000 4.21%
6 UBS Group AG 67,233 935,000 2.96%
7 MORGAN STANLEY 65,850 916,000 2.90%
8 Granite Investment Partners, LLC 48,597 676,000 2.14%
9 LPL Financial LLC 31,666 440,000 1.39%
10 BANK OF AMERICA CORP /DE/ 29,156 406,000 1.29%
11 Saba Capital Management, L.P. 20,898 289,000 0.91%
12 Yorktown Management & Research Co Inc 15,000 207,000 0.66%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 198,000 0.63%
14 Investors Capital Advisory Services 12,491 173,000 0.55%
15 AQR ARBITRAGE LLC 10,554 146,000 0.46%
16 WFG Advisors, LP 4,534 63,000 0.20%
17 ROYAL BANK OF CANADA 4,525 63,000 0.20%
18 Sandy Spring Bank 1,368 19,000 0.06%
19 Financial Management Professionals, Inc. 925 13,000 0.04%
20 PNC FINANCIAL SERVICES GROUP, INC. 824 11,000 0.03%
21 CITIGROUP INC 688 10,000 0.03%
22 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 7,000 0.02%
23 INTEGRATED WEALTH MANAGEMENT 400 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.