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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 21 Institutional holders with a total value of $30,256,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 984,745 12,926,000 42.72%
2 WELLS FARGO & COMPANY/MN 401,421 5,269,000 17.41%
3 Karpus Management, Inc. 274,890 3,608,000 11.92%
4 CLIFFORD SWAN INVESTMENT COUNSEL LLC 168,530 2,212,000 7.31%
5 UBS Group AG 146,965 1,929,000 6.38%
6 GUGGENHEIM CAPITAL LLC 90,613 1,188,000 3.93%
7 MORGAN STANLEY 67,823 890,000 2.94%
8 Granite Investment Partners, LLC 40,597 533,000 1.76%
9 BANK OF AMERICA CORP /DE/ 31,278 411,000 1.36%
10 LPL Financial LLC 31,391 410,000 1.36%
11 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,674 298,000 0.98%
12 Yorktown Management & Research Co Inc 16,500 216,000 0.71%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 187,000 0.62%
14 ROYAL BANK OF CANADA 4,925 65,000 0.21%
15 WFG Advisors, LP 4,534 60,000 0.20%
16 Sandy Spring Bank 1,368 18,000 0.06%
17 Financial Management Professionals, Inc. 925 12,000 0.04%
18 PNC FINANCIAL SERVICES GROUP, INC. 824 11,000 0.04%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 7,000 0.02%
20 INTEGRATED WEALTH MANAGEMENT 400 5,000 0.02%
21 Tower Research Capital LLC (TRC) 54 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.