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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $26,491,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 738,585 10,037,000 37.89%
2 WELLS FARGO & COMPANY/MN 435,121 5,913,000 22.32%
3 LPL Financial LLC 155,353 2,103,000 7.94%
4 UBS Group AG 139,880 1,901,000 7.18%
5 CLIFFORD SWAN INVESTMENT COUNSEL LLC 122,675 1,667,000 6.29%
6 SeaBridge Investment Advisors LLC 104,150 1,415,000 5.34%
7 MORGAN STANLEY 69,136 940,000 3.55%
8 GUGGENHEIM CAPITAL LLC 65,363 884,000 3.34%
9 Granite Investment Partners, LLC 44,637 607,000 2.29%
10 BANK OF AMERICA CORP /DE/ 28,304 385,000 1.45%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 193,000 0.73%
12 Private Advisor Group, LLC 11,207 152,000 0.57%
13 PROFICIO CAPITAL PARTNERS LLC 7,440 101,000 0.38%
14 ROYAL BANK OF CANADA 4,951 67,000 0.25%
15 WFG Advisors, LP 4,534 62,000 0.23%
16 AMERICAN INTERNATIONAL GROUP, INC. 1,300 18,000 0.07%
17 Financial Management Professionals, Inc. 925 13,000 0.05%
18 PNC FINANCIAL SERVICES GROUP, INC. 787 11,000 0.04%
19 CITIGROUP INC 716 10,000 0.04%
20 NEXT Financial Group, Inc 500 6,000 0.02%
21 INTEGRATED WEALTH MANAGEMENT 400 5,000 0.02%
22 Tower Research Capital LLC (TRC) 74 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.