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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 25 Institutional holders with a total value of $13,975,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 165,978 2,550,000 18.25%
2 UBS Group AG 139,747 2,147,000 15.36%
3 CLIFFORD SWAN INVESTMENT COUNSEL LLC 119,904 1,842,000 13.18%
4 SeaBridge Investment Advisors LLC 94,725 1,455,000 10.41%
5 GUGGENHEIM CAPITAL LLC 65,925 1,013,000 7.25%
6 BANK OF AMERICA CORP /DE/ 50,439 775,000 5.55%
7 Granite Investment Partners, LLC 44,928 690,000 4.94%
8 LPL Financial LLC 37,963 580,000 4.15%
9 CITADEL ADVISORS LLC 30,936 475,000 3.40%
10 Raymond James Financial Services Advisors, Inc. 28,451 437,000 3.13%
11 MORGAN STANLEY 28,015 430,000 3.08%
12 Capital Investment Advisors, LLC 26,399 405,000 2.90%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 18,146 279,000 2.00%
14 Invesco Ltd. 14,976 230,000 1.65%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 219,000 1.57%
16 Commonwealth Equity Services, Inc 12,789 196,000 1.40%
17 WFG Advisors, LP 4,534 70,000 0.50%
18 ROYAL BANK OF CANADA 3,775 58,000 0.42%
19 NEXT Financial Group, Inc 2,500 38,000 0.27%
20 ADVISOR GROUP, INC. 2,400 37,000 0.26%
21 Financial Management Professionals, Inc. 925 14,000 0.10%
22 PNC FINANCIAL SERVICES GROUP, INC. 787 12,000 0.09%
23 Tower Research Capital LLC (TRC) 647 10,000 0.07%
24 M&R CAPITAL MANAGEMENT INC 500 7,000 0.05%
25 INTEGRATED WEALTH MANAGEMENT 400 6,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.