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WESTERN ASSET INCOME FD
WESTERN ASSET INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $11,280,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 169 2,000 0.02%
2 NEXT Financial Group, Inc 500 7,000 0.06%
3 Financial Management Professionals, Inc. 925 13,000 0.12%
4 PARALLEL ADVISORS, LLC 1,000 15,000 0.13%
5 ADVISOR GROUP, INC. 1,699 24,000 0.21%
6 ROYAL BANK OF CANADA 1,975 29,000 0.26%
7 WOLVERINE ASSET MANAGEMENT LLC 2,572 37,000 0.33%
8 M&R CAPITAL MANAGEMENT INC 2,750 39,000 0.35%
9 FOUNDERS CAPITAL MANAGEMENT 8,610 125,000 1.11%
10 Cetera Advisor Networks LLC 10,184 146,000 1.29%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 206,000 1.83%
12 Capital Investment Advisors, LLC 17,396 252,000 2.23%
13 DOLIVER ADVISORS, LP 22,299 323,000 2.86%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23,191 336,000 2.98%
15 MORGAN STANLEY 24,565 356,000 3.16%
16 SeaBridge Investment Advisors LLC 30,271 439,000 3.89%
17 Raymond James Financial Services Advisors, Inc. 30,374 440,000 3.90%
18 Granite Investment Partners, LLC 45,222 655,000 5.81%
19 LPL Financial LLC 46,760 682,000 6.05%
20 BANK OF AMERICA CORP /DE/ 54,281 787,000 6.98%
21 GUGGENHEIM CAPITAL LLC 61,992 898,000 7.96%
22 Invesco Ltd. 67,148 973,000 8.63%
23 UBS Group AG 96,265 1,395,000 12.37%
24 WELLS FARGO & COMPANY/MN 97,329 1,409,000 12.49%
25 CLIFFORD SWAN INVESTMENT COUNSEL LLC 116,749 1,692,000 15.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.