| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Newtyn Management, LLC | 5,855,000 | 26,465,000 | 36.44% | ||
| 2 | Novo Holdings A/S | 4,622,032 | 20,892,000 | 28.77% | PRN | |
| 3 | Clearbridge Investments, LLC | 1,963,482 | 8,875,000 | 12.22% | ||
| 4 | 683 Capital Management, LLC | 1,222,434 | 5,525,000 | 7.61% | ||
| 5 | VANGUARD GROUP INC | 662,572 | 2,995,000 | 4.12% | ||
| 6 | PURA VIDA INVESTMENTS, LLC | 585,836 | 2,648,000 | 3.65% | ||
| 7 | Tetragon Partners GP Ltd | 352,499 | 1,593,000 | 2.19% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 166,500 | 753,000 | 1.04% | ||
| 9 | Hudson Bay Capital Management LP | 163,217 | 738,000 | 1.02% | ||
| 10 | DEUTSCHE BANK AG\ | 150,000 | 678,000 | 0.93% | ||
| 11 | PRICE T ROWE ASSOCIATES INC /MD/ | 132,507 | 599,000 | 0.82% | ||
| 12 | CSS LLC/IL | 54,980 | 249,000 | 0.34% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 29,992 | 136,000 | 0.19% | ||
| 14 | MORGAN STANLEY | 28,500 | 129,000 | 0.18% | ||
| 15 | GABELLI & Co INVESTMENT ADVISERS, INC. | 23,569 | 107,000 | 0.15% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 23,600 | 107,000 | 0.15% | ||
| 17 | WASHINGTON TRUST Co | 13,941 | 63,000 | 0.09% | ||
| 18 | Tower Research Capital LLC (TRC) | 5,725 | 26,000 | 0.04% | ||
| 19 | UBS Group AG | 4,494 | 20,000 | 0.03% | ||
| 20 | CITIGROUP INC | 2,547 | 12,000 | 0.02% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 2,000 | 9,000 | 0.01% | ||
| 22 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
