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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 32 Institutional holders with a total value of $110,728,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Philadelphia Financial Management of San Francisco, LLC 1,070,100 17,378,000 15.69%
2 Clearbridge Investments, LLC 816,310 13,257,000 11.97%
3 Neuberger Berman Group LLC 597,827 9,708,000 8.77%
4 PUTNAM INVESTMENTS LLC 450,000 7,308,000 6.60%
5 PRICE T ROWE ASSOCIATES INC /MD/ 429,000 6,967,000 6.29%
6 AMUNDI ASSET MANAGEMENT US, INC. 368,785 5,989,000 5.41%
7 AMERIPRISE FINANCIAL INC 292,400 4,749,000 4.29%
8 ARROWGRASS CAPITAL PARTNERS (US) LP 285,994 4,645,000 4.19%
9 MILLENNIUM MANAGEMENT LLC 261,596 4,248,000 3.84%
10 CONFLUENCE INVESTMENT MANAGEMENT LLC 253,222 4,112,000 3.71%
11 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 248,196 4,031,000 3.64%
12 Pine River Capital Management L.P. 217,309 3,528,000 3.19%
13 ESSEX INVESTMENT MANAGEMENT CO LLC 216,836 3,521,000 3.18%
14 Alyeska Investment Group, L.P. 203,760 3,309,000 2.99%
15 PEAK6 Group LLC 200,000 3,248,000 2.93%
16 HALCYON OFFSHORE ASSET MANAGEMENT LLC 175,000 2,842,000 2.57%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 125,000 2,030,000 1.83%
18 Nationwide Fund Advisors 104,034 1,690,000 1.53%
19 WELLS FARGO & COMPANY/MN 71,382 1,159,000 1.05%
20 DEUTSCHE BANK AG\ 60,334 979,000 0.88%
21 MILLER VALUE PARTNERS, LLC 60,000 975,000 0.88%
22 ARDSLEY ADVISORY PARTNERS LP 55,000 893,000 0.81%
23 Grisanti Capital Management LLC 46,410 753,000 0.68%
24 DELPHI MANAGEMENT INC /MA/ 39,433 640,000 0.58%
25 Sumitomo Mitsui DS Asset Management Company, Ltd 37,400 607,000 0.55%
26 ADVISORY RESEARCH INC 37,400 607,000 0.55%
27 DIALECTIC CAPITAL MANAGEMENT, LP 37,000 601,000 0.54%
28 MORGAN STANLEY 23,104 376,000 0.34%
29 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 19,000 309,000 0.28%
30 WESTPORT RESOURCES MANAGEMENT INC 10,600 172,000 0.16%
31 PNC FINANCIAL SERVICES GROUP, INC. 5,940 96,000 0.09%
32 BARCLAYS PLC 93 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.