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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $113,432,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Philadelphia Financial Management of San Francisco, LLC 1,474,124 17,631,000 15.54%
2 Clearbridge Investments, LLC 1,348,090 16,123,000 14.21%
3 PRICE T ROWE ASSOCIATES INC /MD/ 865,867 10,356,000 9.13%
4 Advisors Asset Management, Inc. 779,908 9,328,000 8.22%
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 516,576 6,178,000 5.45%
6 Alyeska Investment Group, L.P. 434,476 5,196,000 4.58%
7 ALLIANCEBERNSTEIN L.P. 482,241 4,890,000 4.31%
8 UBS Group AG 388,765 4,649,000 4.10%
9 AMERIPRISE FINANCIAL INC 386,866 4,627,000 4.08%
10 AMUNDI ASSET MANAGEMENT US, INC. 360,000 4,306,000 3.80%
11 PUTNAM INVESTMENTS LLC 355,958 4,257,000 3.75%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 317,778 3,801,000 3.35%
13 DIALECTIC CAPITAL MANAGEMENT, LP 232,630 2,782,000 2.45%
14 WELLS FARGO & COMPANY/MN 224,331 2,683,000 2.37%
15 KAYNE ANDERSON CAPITAL ADVISORS LP 196,000 2,343,000 2.07%
16 TCW GROUP INC 137,500 1,645,000 1.45%
17 MILLENNIUM MANAGEMENT LLC 121,586 1,454,000 1.28%
18 MILLER VALUE PARTNERS, LLC 114,266 1,367,000 1.21%
19 TWO SIGMA ADVISERS, LP 93,153 1,114,000 0.98%
20 MORGAN STANLEY 84,824 1,015,000 0.89%
21 GSA CAPITAL PARTNERS LLP 79,300 948,000 0.84%
22 TWO SIGMA INVESTMENTS, LP 71,969 861,000 0.76%
23 BB&T SECURITIES, LLC 69,743 834,000 0.74%
24 Nationwide Fund Advisors 64,066 766,000 0.68%
25 Neuberger Berman Group LLC 61,988 741,000 0.65%
26 GUGGENHEIM CAPITAL LLC 52,395 626,000 0.55%
27 ROYAL BANK OF CANADA 49,628 594,000 0.52%
28 DELPHI MANAGEMENT INC /MA/ 45,065 539,000 0.48%
29 ESSEX INVESTMENT MANAGEMENT CO LLC 39,765 476,000 0.42%
30 CITADEL ADVISORS LLC 27,556 330,000 0.29%
31 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 25,000 299,000 0.26%
32 LPL Financial LLC 20,482 246,000 0.22%
33 Yellowstone Partners, LLC 12,580 150,000 0.13%
34 WESTPORT RESOURCES MANAGEMENT INC 12,400 148,000 0.13%
35 CITIGROUP INC 9,654 115,000 0.10%
36 INTEGRATED WEALTH MANAGEMENT 500 6,000 0.01%
37 Hudock, Inc. 300 3,000 0.00%
38 D'Orazio & Associates, Inc. 200 2,000 0.00%
39 BRONFMAN E.L. ROTHSCHILD, L.P. 150 2,000 0.00%
40 Financial Management Professionals, Inc. 150 1,000 0.00%
41 MSI Financial Services Inc 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.