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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 43 Institutional holders with a total value of $117,367,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Philadelphia Financial Management of San Francisco, LLC 1,177,988 16,621,000 14.16%
2 Clearbridge Investments, LLC 1,067,850 15,067,000 12.84%
3 PRICE T ROWE ASSOCIATES INC /MD/ 616,987 8,706,000 7.42%
4 PUTNAM INVESTMENTS LLC 509,719 7,192,000 6.13%
5 AMUNDI ASSET MANAGEMENT US, INC. 406,681 5,738,000 4.89%
6 Alyeska Investment Group, L.P. 372,482 5,256,000 4.48%
7 CONFLUENCE INVESTMENT MANAGEMENT LLC 363,824 5,134,000 4.37%
8 AMERIPRISE FINANCIAL INC 330,635 4,665,000 3.97%
9 Advisors Asset Management, Inc. 312,741 4,413,000 3.76%
10 WELLS FARGO & COMPANY/MN 300,538 4,241,000 3.61%
11 ALLIANCEBERNSTEIN L.P. 269,718 3,806,000 3.24%
12 Neuberger Berman Group LLC 268,788 3,793,000 3.23%
13 SCHOLTZ & COMPANY, LLC 250,400 3,533,000 3.01%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 238,636 3,367,000 2.87%
15 UBS Group AG 230,346 3,250,000 2.77%
16 ESSEX INVESTMENT MANAGEMENT CO LLC 202,018 2,850,000 2.43%
17 DIALECTIC CAPITAL MANAGEMENT, LP 195,000 2,752,000 2.34%
18 TWO SIGMA INVESTMENTS, LP 136,975 1,933,000 1.65%
19 MILLER VALUE PARTNERS, LLC 111,169 1,569,000 1.34%
20 Nationwide Fund Advisors 107,880 1,522,000 1.30%
21 MILLENNIUM MANAGEMENT LLC 103,827 1,465,000 1.25%
22 BARDIN HILL MANAGEMENT PARTNERS LP 103,582 1,462,000 1.25%
23 ADVISORY RESEARCH INC 75,950 1,072,000 0.91%
24 Sumitomo Mitsui DS Asset Management Company, Ltd 75,570 1,066,000 0.91%
25 TCW GROUP INC 65,700 927,000 0.79%
26 MORGAN STANLEY 64,148 905,000 0.77%
27 ARROWGRASS CAPITAL PARTNERS (US) LP 50,000 706,000 0.60%
28 DELPHI MANAGEMENT INC /MA/ 42,817 604,000 0.51%
29 TWO SIGMA ADVISERS, LP 41,300 583,000 0.50%
30 FNY Managed Accounts LLC 36,300 512,193 0.44%
31 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 36,000 508,000 0.43%
32 GOLDMAN SACHS GROUP INC 29,857 421,000 0.36%
33 WESTPORT RESOURCES MANAGEMENT INC 20,777 293,000 0.25%
34 Yellowstone Partners, LLC 18,310 258,000 0.22%
35 GSA CAPITAL PARTNERS LLP 16,400 231,000 0.20%
36 BLACKTHORN INVESTMENT GROUP LLC 15,000 212,000 0.18%
37 M&T BANK CORP 14,000 198,000 0.17%
38 Catalyst Capital Advisors LLC 13,309 187,000 0.16%
39 CREDIT SUISSE AG/ 12,810 181,000 0.15%
40 ACADIAN ASSET MANAGEMENT LLC 8,628 122,000 0.10%
41 Tower Research Capital LLC (TRC) 2,198 31,000 0.03%
42 CITIGROUP INC 548 8,000 0.01%
43 INTEGRATED WEALTH MANAGEMENT 500 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.