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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 46 Institutional holders with a total value of $98,290,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clearbridge Investments, LLC 1,371,090 13,903,000 14.14%
2 Philadelphia Financial Management of San Francisco, LLC 1,352,654 13,716,000 13.95%
3 PRICE T ROWE ASSOCIATES INC /MD/ 884,967 8,974,000 9.13%
4 Advisors Asset Management, Inc. 654,827 6,640,000 6.76%
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 553,463 5,612,000 5.71%
6 ALLIANCEBERNSTEIN L.P. 492,087 4,990,000 5.08%
7 Alyeska Investment Group, L.P. 416,762 4,226,000 4.30%
8 PUTNAM INVESTMENTS LLC 413,593 4,194,000 4.27%
9 AMERIPRISE FINANCIAL INC 357,243 3,623,000 3.69%
10 AMUNDI ASSET MANAGEMENT US, INC. 351,346 3,563,000 3.62%
11 UBS Group AG 342,162 3,470,000 3.53%
12 WELLS FARGO & COMPANY/MN 268,419 2,722,000 2.77%
13 MILLENNIUM MANAGEMENT LLC 267,051 2,708,000 2.76%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 236,519 2,399,000 2.44%
15 DIALECTIC CAPITAL MANAGEMENT, LP 206,720 2,096,000 2.13%
16 ESSEX INVESTMENT MANAGEMENT CO LLC 194,230 1,969,000 2.00%
17 Neuberger Berman Group LLC 162,212 1,645,000 1.67%
18 TWO SIGMA INVESTMENTS, LP 127,947 1,297,000 1.32%
19 MILLER VALUE PARTNERS, LLC 114,266 1,159,000 1.18%
20 Nationwide Fund Advisors 113,878 1,155,000 1.18%
21 TWO SIGMA ADVISERS, LP 107,704 1,118,000 1.14%
22 TCW GROUP INC 106,480 1,080,000 1.10%
23 MORGAN STANLEY 86,870 881,000 0.90%
24 GSA CAPITAL PARTNERS LLP 66,242 672,000 0.68%
25 DELPHI MANAGEMENT INC /MA/ 62,165 630,000 0.64%
26 RIVERNORTH CAPITAL MANAGEMENT, LLC 55,029 558,000 0.57%
27 CITADEL ADVISORS LLC 53,592 544,000 0.55%
28 CREDIT SUISSE AG/ 51,500 522,000 0.53%
29 ROYAL BANK OF CANADA 47,819 485,000 0.49%
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 25,000 254,000 0.26%
31 Yellowstone Partners, LLC 21,196 215,000 0.22%
32 BB&T SECURITIES, LLC 20,000 202,000 0.21%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,453 187,000 0.19%
34 DEUTSCHE BANK AG\ 17,377 176,000 0.18%
35 WESTPORT RESOURCES MANAGEMENT INC 15,460 157,000 0.16%
36 GOLDMAN SACHS GROUP INC 15,420 156,000 0.16%
37 M&T BANK CORP 14,000 142,000 0.14%
38 CITIGROUP INC 10,732 109,000 0.11%
39 PDT Partners, LLC 10,252 104,000 0.11%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,000 20,000 0.02%
41 Tower Research Capital LLC (TRC) 591 6,000 0.01%
42 INTEGRATED WEALTH MANAGEMENT 500 5,000 0.01%
43 Financial Management Professionals, Inc. 150 2,000 0.00%
44 Hudock, Inc. 200 2,000 0.00%
45 D'Orazio & Associates, Inc. 200 2,000 0.00%
46 MSI Financial Services Inc 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.