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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 36 Institutional holders with a total value of $124,125,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Philadelphia Financial Management of San Francisco, LLC 979,768 16,049,000 12.93%
2 Clearbridge Investments, LLC 880,566 14,424,000 11.62%
3 Neuberger Berman Group LLC 584,861 9,580,000 7.72%
4 PUTNAM INVESTMENTS LLC 479,471 7,854,000 6.33%
5 PRICE T ROWE ASSOCIATES INC /MD/ 434,600 7,119,000 5.74%
6 AMUNDI ASSET MANAGEMENT US, INC. 405,810 6,647,000 5.36%
7 AMERIPRISE FINANCIAL INC 309,792 5,075,000 4.09%
8 Alyeska Investment Group, L.P. 280,177 4,589,000 3.70%
9 CONFLUENCE INVESTMENT MANAGEMENT LLC 274,299 4,493,000 3.62%
10 WELLS FARGO & COMPANY/MN 249,408 4,085,000 3.29%
11 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 248,196 4,065,000 3.27%
12 MILLENNIUM MANAGEMENT LLC 244,992 4,013,000 3.23%
13 SCHOLTZ & COMPANY, LLC 236,600 3,876,000 3.12%
14 GOLDMAN SACHS GROUP INC 224,925 3,684,000 2.97%
15 ESSEX INVESTMENT MANAGEMENT CO LLC 223,564 3,662,000 2.95%
16 UBS AG 175,693 2,878,000 2.32%
17 BARDIN HILL MANAGEMENT PARTNERS LP 175,000 2,867,000 2.31%
18 ADVISORY RESEARCH INC 126,820 2,077,000 1.67%
19 Sumitomo Mitsui DS Asset Management Company, Ltd 126,820 2,077,000 1.67%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 125,000 2,048,000 1.65%
21 Pine River Capital Management L.P. 110,000 1,802,000 1.45%
22 Nationwide Fund Advisors 108,341 1,775,000 1.43%
23 ALLIANCEBERNSTEIN L.P. 91,511 1,499,000 1.21%
24 MILLER VALUE PARTNERS, LLC 89,900 1,473,000 1.19%
25 CITIGROUP INC 78,758 1,290,000 1.04%
26 DEUTSCHE BANK AG\ 58,150 952,000 0.77%
27 ARDSLEY ADVISORY PARTNERS LP 55,000 901,000 0.73%
28 Grisanti Capital Management LLC 46,480 761,000 0.61%
29 DELPHI MANAGEMENT INC /MA/ 40,228 659,000 0.53%
30 DIALECTIC CAPITAL MANAGEMENT, LP 30,000 492,000 0.40%
31 WESTPORT RESOURCES MANAGEMENT INC 28,358 464,000 0.37%
32 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 19,000 311,000 0.25%
33 MORGAN STANLEY 16,458 269,000 0.22%
34 Yellowstone Partners, LLC 12,800 210,000 0.17%
35 PNC FINANCIAL SERVICES GROUP, INC. 5,940 98,000 0.08%
36 BANK OF AMERICA CORP /DE/ 400 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.