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TRIPLEPOINT VENTURE GROWTH B
TRIPLEPOINT VENTURE GROWTH B. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $131,224,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Clearbridge Investments, LLC 1,411,359 19,025,000 14.50%
2 Philadelphia Financial Management of San Francisco, LLC 1,252,944 16,890,000 12.87%
3 PRICE T ROWE ASSOCIATES INC /MD/ 738,397 9,954,000 7.59%
4 Advisors Asset Management, Inc. 562,222 7,579,000 5.78%
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 499,949 6,739,000 5.14%
6 ALLIANCEBERNSTEIN L.P. 494,207 6,662,000 5.08%
7 UBS Group AG 452,644 6,101,000 4.65%
8 PUTNAM INVESTMENTS LLC 413,593 5,575,000 4.25%
9 WELLS FARGO & COMPANY/MN 395,682 5,334,000 4.06%
10 Alyeska Investment Group, L.P. 378,614 5,104,000 3.89%
11 AMERIPRISE FINANCIAL INC 346,934 4,677,000 3.56%
12 AMUNDI ASSET MANAGEMENT US, INC. 300,000 4,044,000 3.08%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 236,770 3,191,000 2.43%
14 SCHOLTZ & COMPANY, LLC 232,500 3,134,000 2.39%
15 MILLENNIUM MANAGEMENT LLC 220,338 2,970,000 2.26%
16 ESSEX INVESTMENT MANAGEMENT CO LLC 201,394 2,715,000 2.07%
17 DIALECTIC CAPITAL MANAGEMENT, LP 186,400 2,513,000 1.92%
18 Neuberger Berman Group LLC 173,887 2,344,000 1.79%
19 TWO SIGMA INVESTMENTS, LP 171,627 2,314,000 1.76%
20 TWO SIGMA ADVISERS, LP 124,502 1,678,000 1.28%
21 MILLER VALUE PARTNERS, LLC 114,266 1,541,000 1.17%
22 Nationwide Fund Advisors 113,878 1,535,000 1.17%
23 TCW GROUP INC 89,700 1,209,000 0.92%
24 MORGAN STANLEY 72,072 972,000 0.74%
25 ADVISORY RESEARCH INC 68,310 921,000 0.70%
26 Sumitomo Mitsui DS Asset Management Company, Ltd 67,910 915,000 0.70%
27 GOLDMAN SACHS GROUP INC 64,270 866,000 0.66%
28 DELPHI MANAGEMENT INC /MA/ 62,165 838,000 0.64%
29 CREDIT SUISSE AG/ 52,700 710,000 0.54%
30 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 36,000 485,000 0.37%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,233 475,000 0.36%
32 BLACKTHORN INVESTMENT GROUP LLC 27,450 370,000 0.28%
33 Yellowstone Partners, LLC 21,133 285,000 0.22%
34 Dynamic Technology Lab Private Ltd 21,177 285,000 0.22%
35 ROYAL BANK OF CANADA 19,594 264,000 0.20%
36 GSA CAPITAL PARTNERS LLP 19,543 263,000 0.20%
37 WESTPORT RESOURCES MANAGEMENT INC 15,860 214,000 0.16%
38 M&T BANK CORP 14,000 189,000 0.14%
39 ZACKS INVESTMENT MANAGEMENT 13,847 187,000 0.14%
40 CITIGROUP INC 6,574 89,000 0.07%
41 PNC FINANCIAL SERVICES GROUP, INC. 2,000 27,000 0.02%
42 Tower Research Capital LLC (TRC) 1,952 26,000 0.02%
43 INTEGRATED WEALTH MANAGEMENT 500 7,000 0.01%
44 D'Orazio & Associates, Inc. 200 3,000 0.00%
45 Hudock, Inc. 200 2,000 0.00%
46 BANK OF AMERICA CORP /DE/ 149 2,000 0.00%
47 BARCLAYS PLC 56 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.