| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASHFORD CAPITAL MANAGEMENT INC | 101,921 | 1,414,000 | 28.01% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 66,439 | 921,000 | 18.24% | ||
| 3 | MORGAN STANLEY | 65,934 | 915,000 | 18.12% | ||
| 4 | Horizon Kinetics LLC | 38,800 | 538,000 | 10.66% | ||
| 5 | ROYAL BANK OF CANADA | 27,801 | 386,000 | 7.65% | ||
| 6 | UBS AG | 25,937 | 360,000 | 7.13% | ||
| 7 | IFC Holdings Incorporated/FL | 15,167 | 211,000 | 4.18% | ||
| 8 | CREDIT SUISSE AG/ | 14,514 | 201,000 | 3.98% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,170 | 30,000 | 0.59% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1,701 | 24,000 | 0.48% | ||
| 11 | Creative Planning | 1,363 | 19,000 | 0.38% | ||
| 12 | Tower Research Capital LLC (TRC) | 800 | 11,000 | 0.22% | ||
| 13 | CITIGROUP INC | 766 | 10,000 | 0.20% | ||
| 14 | MSI Financial Services Inc | 400 | 6,000 | 0.12% | ||
| 15 | Ground Swell Capital, LLC | 200 | 3,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
