| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 112,426 | 1,500,000 | 42.87% | ||
| 2 | ROYAL BANK OF CANADA | 36,801 | 491,000 | 14.03% | ||
| 3 | UBS Group AG | 31,521 | 421,000 | 12.03% | ||
| 4 | IFC Holdings Incorporated/FL | 26,319 | 356,000 | 10.17% | ||
| 5 | MORGAN STANLEY | 21,332 | 285,000 | 8.15% | ||
| 6 | Horizon Kinetics LLC | 15,321 | 205,000 | 5.86% | ||
| 7 | Invesco Ltd. | 10,729 | 143,000 | 4.09% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,400 | 32,000 | 0.91% | ||
| 9 | CITIGROUP INC | 1,904 | 25,000 | 0.71% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1,700 | 23,000 | 0.66% | ||
| 11 | Creative Planning | 1,363 | 18,000 | 0.51% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
