| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 134,055 | 1,989,000 | 30.79% | ||
| 2 | Invesco Ltd. | 96,350 | 1,430,000 | 22.14% | ||
| 3 | MSI Financial Services Inc | 41,125 | 610,000 | 9.44% | ||
| 4 | UBS Group AG | 34,657 | 514,000 | 7.96% | ||
| 5 | ROYAL BANK OF CANADA | 33,801 | 502,000 | 7.77% | ||
| 6 | IFC Holdings Incorporated/FL | 28,924 | 427,000 | 6.61% | ||
| 7 | MORGAN STANLEY | 16,166 | 241,000 | 3.73% | ||
| 8 | Horizon Kinetics LLC | 15,321 | 227,000 | 3.51% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 11,435 | 169,000 | 2.62% | ||
| 10 | CETERA INVESTMENT ADVISERS | 10,561 | 158,000 | 2.45% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 4,862 | 72,000 | 1.11% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 4,552 | 68,000 | 1.05% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,700 | 25,000 | 0.39% | ||
| 14 | Creative Planning | 1,633 | 24,000 | 0.37% | ||
| 15 | People's United Financial, Inc. | 265 | 4,000 | 0.06% | ||
| 16 | CITIGROUP INC | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
