| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 164,005 | 2,496,000 | 32.89% | ||
| 2 | Invesco Ltd. | 139,763 | 2,127,000 | 28.03% | ||
| 3 | MSI Financial Services Inc | 37,068 | 564,000 | 7.43% | ||
| 4 | ROYAL BANK OF CANADA | 35,058 | 534,000 | 7.04% | ||
| 5 | UBS Group AG | 31,006 | 472,000 | 6.22% | ||
| 6 | IFC Holdings Incorporated/FL | 27,033 | 411,000 | 5.42% | ||
| 7 | Strategic Advisors LLC | 22,165 | 337,000 | 4.44% | ||
| 8 | MORGAN STANLEY | 17,666 | 270,000 | 3.56% | ||
| 9 | Horizon Kinetics LLC | 15,321 | 233,000 | 3.07% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 4,862 | 74,000 | 0.98% | ||
| 11 | Creative Planning | 1,633 | 25,000 | 0.33% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,000 | 15,000 | 0.20% | ||
| 13 | WESTPORT RESOURCES MANAGEMENT INC | 853 | 13,000 | 0.17% | ||
| 14 | Winslow, Evans & Crocker, Inc. | 500 | 7,610 | 0.10% | ||
| 15 | CITIGROUP INC | 490 | 7,000 | 0.09% | ||
| 16 | People's United Financial, Inc. | 265 | 4,000 | 0.05% | ||
| 17 | Tower Research Capital LLC (TRC) | 15 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
