| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 111,953 | 1,608,000 | 28.25% | ||
| 2 | Invesco Ltd. | 60,895 | 874,000 | 15.35% | ||
| 3 | MSI Financial Services Inc | 41,100 | 590,000 | 10.37% | ||
| 4 | UBS Group AG | 37,520 | 539,000 | 9.47% | ||
| 5 | ROYAL BANK OF CANADA | 34,801 | 500,000 | 8.78% | ||
| 6 | IFC Holdings Incorporated/FL | 29,322 | 424,000 | 7.45% | ||
| 7 | LPL Financial LLC | 19,713 | 285,000 | 5.01% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 17,431 | 250,000 | 4.39% | ||
| 9 | Horizon Kinetics LLC | 15,321 | 220,000 | 3.87% | ||
| 10 | MORGAN STANLEY | 14,811 | 213,000 | 3.74% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 4,862 | 70,000 | 1.23% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 4,772 | 69,000 | 1.21% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,700 | 24,000 | 0.42% | ||
| 14 | Creative Planning | 1,363 | 20,000 | 0.35% | ||
| 15 | People's United Financial, Inc. | 265 | 4,000 | 0.07% | ||
| 16 | CITIGROUP INC | 166 | 2,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
