| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 106,451 | 1,506,000 | 34.99% | ||
| 2 | UBS Group AG | 40,707 | 576,000 | 13.38% | ||
| 3 | ROYAL BANK OF CANADA | 36,801 | 521,000 | 12.11% | ||
| 4 | IFC Holdings Incorporated/FL | 27,692 | 390,000 | 9.06% | ||
| 5 | Invesco Ltd. | 24,995 | 354,000 | 8.22% | ||
| 6 | LPL Financial LLC | 18,122 | 255,000 | 5.92% | ||
| 7 | MORGAN STANLEY | 17,992 | 255,000 | 5.92% | ||
| 8 | Horizon Kinetics LLC | 15,321 | 217,000 | 5.04% | ||
| 9 | MSI Financial Services Inc | 8,070 | 114,000 | 2.65% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 4,862 | 69,000 | 1.60% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,700 | 24,000 | 0.56% | ||
| 12 | Creative Planning | 1,363 | 19,000 | 0.44% | ||
| 13 | People's United Financial, Inc. | 265 | 4,000 | 0.09% | ||
| 14 | CITIGROUP INC | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
