| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 147,304 | 1,919,000 | 22.55% | ||
| 2 | Invesco Ltd. | 144,938 | 1,890,000 | 22.21% | ||
| 3 | UBS Group AG | 53,946 | 703,000 | 8.26% | ||
| 4 | Laurion Capital Management LP | 43,674 | 569,000 | 6.69% | ||
| 5 | MSI Financial Services Inc | 37,579 | 490,000 | 5.76% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 37,384 | 487,000 | 5.72% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 31,976 | 416,000 | 4.89% | ||
| 8 | ROYAL BANK OF CANADA | 31,082 | 405,000 | 4.76% | ||
| 9 | MORGAN STANLEY | 29,537 | 385,000 | 4.52% | ||
| 10 | DOLIVER ADVISORS, LP | 28,339 | 370,000 | 4.35% | ||
| 11 | IFC Holdings Incorporated/FL | 25,522 | 334,000 | 3.92% | ||
| 12 | Horizon Kinetics LLC | 14,821 | 193,000 | 2.27% | ||
| 13 | AMERIPRISE FINANCIAL INC | 11,201 | 146,000 | 1.72% | ||
| 14 | LPL Financial LLC | 10,076 | 131,000 | 1.54% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 1,900 | 25,000 | 0.29% | ||
| 16 | WELLS FARGO & COMPANY/MN | 1,500 | 20,000 | 0.24% | ||
| 17 | Creative Planning | 1,363 | 18,000 | 0.21% | ||
| 18 | CITIGROUP INC | 470 | 6,000 | 0.07% | ||
| 19 | People's United Financial, Inc. | 265 | 3,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
