| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 20 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,700 | 23,000 | 0.56% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 2,400 | 32,000 | 0.78% | ||
| 4 | Invesco Ltd. | 10,782 | 144,000 | 3.51% | ||
| 5 | Horizon Kinetics LLC | 17,240 | 230,000 | 5.61% | ||
| 6 | MORGAN STANLEY | 23,594 | 316,000 | 7.71% | ||
| 7 | IFC Holdings Incorporated/FL | 25,920 | 352,000 | 8.59% | ||
| 8 | UBS Group AG | 32,793 | 438,000 | 10.69% | ||
| 9 | ROYAL BANK OF CANADA | 35,801 | 479,000 | 11.69% | ||
| 10 | ASHFORD CAPITAL MANAGEMENT INC | 51,351 | 687,000 | 16.77% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 103,580 | 1,396,000 | 34.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
