| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,215,615 | 13,895,000 | 37.50% | ||
| 2 | WELLS FARGO & COMPANY/MN | 514,819 | 5,885,000 | 15.88% | ||
| 3 | GOLDMAN SACHS GROUP INC | 402,658 | 4,602,000 | 12.42% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 218,652 | 2,499,000 | 6.74% | ||
| 5 | DEUTSCHE BANK AG\ | 125,250 | 1,431,000 | 3.86% | ||
| 6 | WFG Advisors, LP | 101,885 | 1,165,000 | 3.14% | ||
| 7 | Virtu KCG Holdings LLC | 71,970 | 823,000 | 2.22% | ||
| 8 | LPL Financial LLC | 53,855 | 616,000 | 1.66% | ||
| 9 | JANE STREET GROUP, LLC | 48,022 | 549,000 | 1.48% | ||
| 10 | NEW ENGLAND SECURITIES CORP /MA/ | 46,805 | 535,000 | 1.44% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 43,639 | 498,794 | 1.35% | ||
| 12 | UBS Group AG | 42,508 | 485,000 | 1.31% | ||
| 13 | STIFEL FINANCIAL CORP | 42,372 | 484,000 | 1.31% | ||
| 14 | Virtu Financial LLC | 41,180 | 471,000 | 1.27% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 40,000 | 457,000 | 1.23% | ||
| 16 | Moors & Cabot, Inc. | 37,300 | 426,000 | 1.15% | ||
| 17 | SEARLE & CO. | 24,000 | 274,000 | 0.74% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,993 | 252,000 | 0.68% | ||
| 19 | Private Advisor Group, LLC | 20,350 | 233,000 | 0.63% | ||
| 20 | CIBC BANK USA | 14,560 | 166,000 | 0.45% | ||
| 21 | Jacobus Wealth Management, Inc. | 14,560 | 166,000 | 0.45% | ||
| 22 | TWO SIGMA SECURITIES, LLC | 14,113 | 161,000 | 0.43% | ||
| 23 | STEPHENS INC /AR/ | 13,500 | 154,000 | 0.42% | ||
| 24 | NATIONAL PLANNING CORP | 12,000 | 143,160 | 0.39% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,000 | 126,000 | 0.34% | Put | |
| 26 | VSR Financial Services, Inc. | 10,393 | 119,000 | 0.32% | ||
| 27 | BANK OF MONTREAL /CAN/ | 9,900 | 113,000 | 0.30% | ||
| 28 | UBS Group AG | 7,200 | 82,000 | 0.22% | Call | |
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,977 | 68,000 | 0.18% | ||
| 30 | MSI Financial Services Inc | 5,153 | 59,000 | 0.16% | ||
| 31 | BRAVE ASSET MANAGEMENT INC | 4,000 | 46,000 | 0.12% | ||
| 32 | Tradewinds Capital Management, LLC | 2,000 | 23,000 | 0.06% | ||
| 33 | CANADA LIFE ASSURANCE Co | 1,920 | 22,000 | 0.06% | ||
| 34 | SIMPLEX TRADING, LLC | 1,300 | 15,000 | 0.04% | ||
| 35 | Creative Planning | 500 | 6,000 | 0.02% | ||
| 36 | CITIGROUP INC | 200 | 2,000 | 0.01% | ||
| 37 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
