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HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 15 Institutional holders with a total value of $3,182,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,050,000 33.00%
2 MID CONTINENT CAPITAL LLC/IL 22,100 580,000 18.23%
3 Vision Capital Management, Inc. 15,500 407,000 12.79%
4 QCI ASSET MANAGEMENT INC/NY 12,263 322,000 10.12%
5 Geneva Advisors, LLC 9,000 236,000 7.42%
6 CITY NATIONAL BANK 8,533 224,000 7.04%
7 Jacobus Wealth Management, Inc. 4,000 105,000 3.30%
8 GLENMEDE TRUST CO NA 2,708 71,000 2.23%
9 MOTCO 2,000 52,000 1.63%
10 PRENTISS SMITH & CO INC 1,500 39,000 1.23%
11 PNC FINANCIAL SERVICES GROUP, INC. 1,025 27,000 0.85%
12 Peachtree Investment Advisors, Inc. 1,000 26,000 0.82%
13 Financial Management Professionals, Inc. 1,000 26,000 0.82%
14 Apriem Advisors 400 10,000 0.31%
15 HIGH POINT BANK & TRUST CO 250 7,000 0.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.