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HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 11 Institutional holders with a total value of $2,387,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,038,000 43.49%
2 TOCQUEVILLE ASSET MANAGEMENT L.P. 29,766 772,000 32.34%
3 QCI ASSET MANAGEMENT INC/NY 10,876 282,000 11.81%
4 GLENMEDE TRUST CO NA 2,708 70,000 2.93%
5 MOTCO 2,000 52,000 2.18%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,800 47,000 1.97%
7 PRENTISS SMITH & CO INC 1,500 39,000 1.63%
8 BELL ROCK CAPITAL LLC 1,000 26,000 1.09%
9 SHARKEY, HOWES & JAVER 1,000 26,000 1.09%
10 Financial Management Professionals, Inc. 1,000 25,000 1.05%
11 Apriem Advisors 400 10,000 0.42%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.