Dark
Light
System
Security
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 13 Institutional holders with a total value of $2,167,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,076,000 49.65%
2 QCI ASSET MANAGEMENT INC/NY 11,076 298,000 13.75%
3 Chesley Taft & Associates LLC 8,200 220,000 10.15%
4 Geneva Advisors, LLC 8,000 215,000 9.92%
5 KELMAN-LAZAROV, INC. 2,713 72,000 3.32%
6 GLENMEDE TRUST CO NA 2,708 72,000 3.32%
7 MOTCO 2,000 54,000 2.49%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,800 48,000 2.22%
9 PRENTISS SMITH & CO INC 1,500 40,000 1.85%
10 SHARKEY, HOWES & JAVER 1,000 27,000 1.25%
11 Financial Management Professionals, Inc. 1,000 27,000 1.25%
12 Apriem Advisors 400 11,000 0.51%
13 HIGH POINT BANK & TRUST CO 250 7,000 0.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.