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HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $2,113,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,068,000 50.54%
2 QCI ASSET MANAGEMENT INC/NY 11,326 302,000 14.29%
3 Geneva Advisors, LLC 9,000 240,000 11.36%
4 Chesley Taft & Associates LLC 8,200 219,000 10.36%
5 GLENMEDE TRUST CO NA 2,708 72,000 3.41%
6 MOTCO 2,000 53,000 2.51%
7 PNC FINANCIAL SERVICES GROUP, INC. 1,800 48,000 2.27%
8 PRENTISS SMITH & CO INC 1,500 40,000 1.89%
9 SHARKEY, HOWES & JAVER 1,000 27,000 1.28%
10 Financial Management Professionals, Inc. 1,000 26,000 1.23%
11 Apriem Advisors 400 11,000 0.52%
12 HIGH POINT BANK & TRUST CO 250 7,000 0.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.