Dark
Light
System
Security
HSBC HOLDINGS 8.125
HSBC HOLDINGS 8.125. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 13 Institutional holders with a total value of $2,324,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,041,000 44.79%
2 MID CONTINENT CAPITAL LLC/IL 17,100 446,000 19.19%
3 QCI ASSET MANAGEMENT INC/NY 11,663 304,000 13.08%
4 Geneva Advisors, LLC 9,000 234,000 10.07%
5 GLENMEDE TRUST CO NA 2,708 70,000 3.01%
6 MOTCO 2,000 52,000 2.24%
7 PNC FINANCIAL SERVICES GROUP, INC. 1,800 47,000 2.02%
8 PRENTISS SMITH & CO INC 1,500 39,000 1.68%
9 SHARKEY, HOWES & JAVER 1,000 27,000 1.16%
10 Financial Management Professionals, Inc. 1,000 26,000 1.12%
11 Brookstone Capital Management 800 21,000 0.90%
12 Apriem Advisors 400 10,000 0.43%
13 HIGH POINT BANK & TRUST CO 250 7,000 0.30%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.