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HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 12 Institutional holders with a total value of $2,688,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,080,000 40.18%
2 TOCQUEVILLE ASSET MANAGEMENT L.P. 29,766 804,000 29.91%
3 QCI ASSET MANAGEMENT INC/NY 10,876 294,000 10.94%
4 Chesley Taft & Associates LLC 8,200 221,000 8.22%
5 GLENMEDE TRUST CO NA 2,708 73,000 2.72%
6 MOTCO 2,000 54,000 2.01%
7 PNC FINANCIAL SERVICES GROUP, INC. 1,800 49,000 1.82%
8 PRENTISS SMITH & CO INC 1,500 41,000 1.53%
9 SHARKEY, HOWES & JAVER 1,000 27,000 1.00%
10 Financial Management Professionals, Inc. 1,000 27,000 1.00%
11 Apriem Advisors 400 11,000 0.41%
12 HIGH POINT BANK & TRUST CO 250 7,000 0.26%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.