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HSBC HLDG PLC REDEMPTION $25/SH 6/4/18
HSBC HLDG PLC REDEMPTION $25/SH 6/4/18. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 15 Institutional holders with a total value of $2,885,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIM INVESTMENT MANAGEMENT INC 40,000 1,044,000 36.19%
2 MID CONTINENT CAPITAL LLC/IL 22,100 577,000 20.00%
3 Vision Capital Management, Inc. 15,500 405,000 14.04%
4 QCI ASSET MANAGEMENT INC/NY 11,663 305,000 10.57%
5 Geneva Advisors, LLC 9,000 235,000 8.15%
6 GLENMEDE TRUST CO NA 2,708 70,000 2.43%
7 MOTCO 2,000 52,000 1.80%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,800 47,000 1.63%
9 PRENTISS SMITH & CO INC 1,500 39,000 1.35%
10 SHARKEY, HOWES & JAVER 1,000 26,000 0.90%
11 Financial Management Professionals, Inc. 1,000 26,000 0.90%
12 Peachtree Investment Advisors, Inc. 1,000 26,000 0.90%
13 Brookstone Capital Management 600 16,000 0.55%
14 Apriem Advisors 400 10,000 0.35%
15 HIGH POINT BANK & TRUST CO 250 7,000 0.24%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.