| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 6,193,903 | 30,722,000 | 9.65% | ||
| 2 | UBS Group AG | 5,295,893 | 26,268,000 | 8.25% | ||
| 3 | TERRIL BROTHERS, INC. | 4,860,587 | 24,052,000 | 7.56% | ||
| 4 | MORGAN STANLEY | 4,544,708 | 22,541,000 | 7.08% | ||
| 5 | STIFEL FINANCIAL CORP | 4,405,072 | 21,848,000 | 6.86% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,040,318 | 20,040,000 | 6.30% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,911,700 | 14,442,000 | 4.54% | ||
| 8 | Invesco Ltd. | 2,632,029 | 13,055,000 | 4.10% | ||
| 9 | PENN MUTUAL LIFE INSURANCE CO | 2,405,000 | 11,929,000 | 3.75% | ||
| 10 | 1607 Capital Partners, LLC | 2,106,452 | 10,448,000 | 3.28% | ||
| 11 | Saba Capital Management, L.P. | 2,090,526 | 10,369,000 | 3.26% | ||
| 12 | Tortoise Investment Management, LLC | 1,823,834 | 9,046,000 | 2.84% | ||
| 13 | Evanson Asset Management, LLC | 1,243,714 | 6,169,000 | 1.94% | ||
| 14 | Granite Investment Advisors, LLC | 1,206,854 | 5,986,000 | 1.88% | ||
| 15 | HOLLENCREST CAPITAL MANAGEMENT | 1,204,976 | 5,977,000 | 1.88% | ||
| 16 | ROYAL BANK OF CANADA | 1,095,284 | 5,432,000 | 1.71% | ||
| 17 | BAIRD FINANCIAL GROUP, INC. | 1,083,813 | 5,376,000 | 1.69% | ||
| 18 | Baltimore-Washington Financial Advisors, Inc. | 856,409 | 4,247,000 | 1.33% | ||
| 19 | LPL Financial LLC | 729,729 | 3,554,000 | 1.12% | ||
| 20 | CEDAR HILL ASSOCIATES, LLC | 702,235 | 3,483,000 | 1.09% | ||
| 21 | Vident Investment Advisory, LLC | 623,684 | 3,093,000 | 0.97% | ||
| 22 | CITIGROUP INC | 595,532 | 2,955,000 | 0.93% | ||
| 23 | NEWGATE CAPITAL MANAGEMENT LLC | 520,798 | 2,565,000 | 0.81% | ||
| 24 | A. D. Beadell Investment Counsel, Inc. | 493,471 | 2,447,000 | 0.77% | ||
| 25 | DOLIVER ADVISORS, LP | 490,001 | 2,430,000 | 0.76% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 478,082 | 2,371,000 | 0.74% | ||
| 27 | SUMMIT CAPITAL MANAGEMENT LLC | 465,509 | 2,309,000 | 0.73% | ||
| 28 | EMERSON INVESTMENT MANAGEMENT, LLC | 442,159 | 2,193,000 | 0.69% | ||
| 29 | Bedell Frazier Investment Counselling, LLC | 424,330 | 2,105,000 | 0.66% | ||
| 30 | Private Harbour Investment Management & Counsel, LLC | 405,992 | 2,014,000 | 0.63% | ||
| 31 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 1,948,000 | 0.61% | ||
| 32 | Verity Asset Management, Inc. | 372,522 | 1,848,000 | 0.58% | ||
| 33 | SCOTIA CAPITAL INC. | 370,607 | 1,813,000 | 0.57% | ||
| 34 | Commonwealth Equity Services, Inc | 355,466 | 1,763,000 | 0.55% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 322,273 | 1,598,000 | 0.50% | ||
| 36 | CENTRAL TRUST Co | 287,653 | 1,427,000 | 0.45% | ||
| 37 | JPMORGAN CHASE & CO | 271,709 | 1,348,000 | 0.42% | ||
| 38 | WealthTrust Axiom LLC | 260,192 | 1,290,000 | 0.41% | ||
| 39 | First Allied Advisory Services, Inc. | 253,461 | 1,252,000 | 0.39% | ||
| 40 | BAR HARBOR TRUST SERVICES | 247,775 | 1,229,000 | 0.39% | ||
| 41 | Trust Asset Management LLC | 240,340 | 1,192,000 | 0.37% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 233,952 | 1,152,000 | 0.36% | ||
| 43 | D.A. DAVIDSON & CO. | 222,627 | 1,104,000 | 0.35% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 196,775 | 976,000 | 0.31% | ||
| 45 | Ancora Advisors LLC | 180,800 | 897,000 | 0.28% | ||
| 46 | NWAM LLC | 175,000 | 867,000 | 0.27% | ||
| 47 | McGowan Group Asset Management, Inc. | 163,951 | 813,000 | 0.26% | ||
| 48 | NAPLES GLOBAL ADVISORS, LLC | 162,980 | 808,000 | 0.25% | ||
| 49 | Mengis Capital Management, Inc. | 154,500 | 766,000 | 0.24% | ||
| 50 | Karpus Management, Inc. | 151,674 | 752,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
