| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 6,030,596 | 30,153,000 | 8.50% | ||
| 2 | UBS Group AG | 5,198,229 | 25,992,000 | 7.33% | ||
| 3 | MORGAN STANLEY | 4,569,302 | 22,847,000 | 6.44% | ||
| 4 | TERRIL BROTHERS, INC. | 4,432,121 | 22,161,000 | 6.25% | ||
| 5 | WELLS FARGO & COMPANY/MN | 4,244,764 | 21,223,000 | 5.98% | ||
| 6 | STIFEL FINANCIAL CORP | 3,883,023 | 19,415,000 | 5.47% | ||
| 7 | McGowan Group Asset Management, Inc. | 3,797,990 | 18,990,000 | 5.35% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,725,914 | 18,630,000 | 5.25% | ||
| 9 | 1607 Capital Partners, LLC | 3,521,352 | 17,607,000 | 4.96% | ||
| 10 | Invesco Ltd. | 2,895,969 | 14,480,000 | 4.08% | ||
| 11 | Saba Capital Management, L.P. | 2,664,994 | 13,325,000 | 3.76% | ||
| 12 | PENN MUTUAL LIFE INSURANCE CO | 2,405,000 | 12,025,000 | 3.39% | ||
| 13 | Tortoise Investment Management, LLC | 2,243,095 | 11,215,000 | 3.16% | ||
| 14 | LPL Financial LLC | 1,807,576 | 8,857,000 | 2.50% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 1,485,804 | 7,377,000 | 2.08% | ||
| 16 | AMUNDI ASSET MANAGEMENT US, INC. | 1,443,597 | 7,218,000 | 2.03% | ||
| 17 | Trust Asset Management LLC | 1,230,042 | 6,150,000 | 1.73% | ||
| 18 | Evanson Asset Management, LLC | 1,216,695 | 6,084,000 | 1.72% | ||
| 19 | CITIGROUP INC | 1,176,950 | 5,885,000 | 1.66% | ||
| 20 | ROYAL BANK OF CANADA | 1,167,718 | 5,840,000 | 1.65% | ||
| 21 | BANK OF MONTREAL /CAN/ | 811,000 | 4,055,000 | 1.14% | ||
| 22 | Granite Investment Advisors, LLC | 738,525 | 3,693,000 | 1.04% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 603,417 | 3,017,000 | 0.85% | ||
| 24 | SUMMIT CAPITAL MANAGEMENT LLC | 561,676 | 2,808,000 | 0.79% | ||
| 25 | Commonwealth Equity Services, Inc | 547,103 | 2,736,000 | 0.77% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 546,574 | 2,733,000 | 0.77% | ||
| 27 | BAR HARBOR TRUST SERVICES | 537,765 | 2,689,000 | 0.76% | ||
| 28 | NINE MASTS CAPITAL Ltd | 457,255 | 2,286,000 | 0.64% | ||
| 29 | Ancora Advisors LLC | 440,200 | 2,201,000 | 0.62% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 422,002 | 2,110,000 | 0.59% | ||
| 31 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 1,963,000 | 0.55% | ||
| 32 | SeaBridge Investment Advisors LLC | 292,330 | 1,462,000 | 0.41% | ||
| 33 | Vident Investment Advisory, LLC | 7,230,600 | 1,446,000 | 0.41% | ||
| 34 | A. D. Beadell Investment Counsel, Inc. | 287,061 | 1,435,000 | 0.40% | ||
| 35 | CEDAR HILL ASSOCIATES, LLC | 286,525 | 1,433,000 | 0.40% | ||
| 36 | WealthTrust Axiom LLC | 247,247 | 1,236,000 | 0.35% | ||
| 37 | US BANCORP \DE\ | 238,497 | 1,193,000 | 0.34% | ||
| 38 | SCOTIA CAPITAL INC. | 205,936 | 1,030,000 | 0.29% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 195,989 | 980,000 | 0.28% | ||
| 40 | Private Harbour Investment Management & Counsel, LLC | 159,497 | 797,000 | 0.22% | ||
| 41 | NWAM LLC | 152,754 | 764,000 | 0.22% | ||
| 42 | D.A. DAVIDSON & CO. | 149,003 | 745,000 | 0.21% | ||
| 43 | Mengis Capital Management, Inc. | 143,950 | 719,000 | 0.20% | ||
| 44 | BAIRD FINANCIAL GROUP, INC. | 118,982 | 595,000 | 0.17% | ||
| 45 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 115,500 | 578,000 | 0.16% | ||
| 46 | PINNACLE ASSOCIATES LTD | 109,150 | 546,000 | 0.15% | ||
| 47 | RAYMOND JAMES & ASSOCIATES | 107,730 | 539,000 | 0.15% | ||
| 48 | Advisors Asset Management, Inc. | 104,925 | 525,000 | 0.15% | ||
| 49 | INTEGRATED INVESTMENT CONSULTANTS, LLC | 100,000 | 498,000 | 0.14% | ||
| 50 | Cambridge Investment Research Advisors, Inc. | 98,800 | 494,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
