Dark
Light
System
Security
ACELRX PHARMACEUTICALS INC
ACELRX PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 96 Institutional holders with a total value of $290,442,998.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERCEPTIVE ADVISORS LLC 6,574,060 78,954,000 27.18%
2 DRIEHAUS CAPITAL MANAGEMENT LLC 1,830,473 21,984,000 7.57%
3 Foresite Capital Management I, LLC 1,379,080 16,563,000 5.70%
4 WELLS FARGO & COMPANY/MN 1,334,341 16,025,000 5.52%
5 BlackRock Fund Advisors 1,175,245 14,115,000 4.86%
6 FRANKLIN RESOURCES INC 964,800 11,587,000 3.99%
7 Granahan Investment Management, LLC 951,018 11,422,000 3.93%
8 VANGUARD GROUP INC 782,566 9,399,000 3.24%
9 Cormorant Asset Management, LP 750,000 9,008,000 3.10%
10 FMR LLC 707,039 8,492,000 2.92%
11 AMERIPRISE FINANCIAL INC 578,682 6,950,000 2.39%
12 LORD, ABBETT & CO. LLC 426,208 5,119,000 1.76%
13 Espalier Global Management LLC 425,000 5,104,000 1.76%
14 OppenheimerFunds, Inc. 371,139 4,457,000 1.53%
15 WALL STREET ASSOCIATES 367,200 4,410,000 1.52%
16 STATE STREET CORP 342,835 4,120,000 1.42%
17 WEXFORD CAPITAL LP 332,896 3,998,000 1.38%
18 Invesco Ltd. 331,892 3,986,000 1.37%
19 NORTHERN TRUST CORP 300,920 3,614,000 1.24%
20 BlackRock Institutional Trust Company, N.A. 271,289 3,258,000 1.12%
21 Independence Capital Asset Partners, LLC 268,966 3,230,000 1.11%
22 Allianz Asset Management GmbH 257,885 3,097,000 1.07%
23 SOPHROSYNE CAPITAL LLC 248,976 2,990,000 1.03%
24 Broadfin Capital, LLC 200,000 2,402,000 0.83%
25 AQR CAPITAL MANAGEMENT LLC 171,655 2,062,000 0.71%
26 UNITED SERVICES AUTOMOBILE ASSOCIATION 171,270 2,057,000 0.71%
27 TFS CAPITAL LLC 154,140 1,851,000 0.64%
28 EVENTIDE ASSET MANAGEMENT, LLC 139,400 1,674,000 0.58%
29 Bank of New York Mellon Corp 138,576 1,664,000 0.57%
30 SHEPHERD KAPLAN KROCHUK, LLC 136,469 1,639,000 0.56%
31 JPMORGAN CHASE & CO 130,000 1,561,000 0.54%
32 GEODE CAPITAL MANAGEMENT, LLC 123,436 1,482,000 0.51%
33 Jefferies Group LLC 113,977 1,369,000 0.47%
34 BRIDGEWAY CAPITAL MANAGEMENT, LLC 104,820 1,259,000 0.43%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 93,200 1,119,000 0.39% Call
36 TIAA CREF INVESTMENT MANAGEMENT LLC 86,404 1,038,000 0.36%
37 MYCIO WEALTH PARTNERS, LLC 75,000 901,000 0.31%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 71,739 862,000 0.30%
39 BlackRock Investment Management, LLC 64,316 772,000 0.27%
40 Granite Point Capital Management, L.P. 61,200 735,000 0.25%
41 PRICE T ROWE ASSOCIATES INC /MD/ 59,735 717,000 0.25%
42 ProShare Advisors LLC 56,578 680,000 0.23%
43 TWO SIGMA INVESTMENTS, LP 49,976 600,000 0.21%
44 Neuberger Berman Group LLC 49,375 592,000 0.20%
45 SABBY MANAGEMENT, LLC 46,316 556,000 0.19%
46 CREDIT SUISSE AG/ 46,130 554,000 0.19%
47 FORTALEZA ASSET MANAGEMENT INC/ 43,925 528,000 0.18%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 42,295 508,000 0.17%
49 ELLINGTON MANAGEMENT GROUP LLC 42,200 507,000 0.17%
50 SSI INVESTMENT MANAGEMENT LLC 40,856 490,000 0.17%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.